Your Privacy Matters
AgentRisk’s number one priority is your trust. Protecting your privacy is essential to
keeping that trust. This tenet drives all of the decisions we make, as well as how we
and store any information we acquire from you.
AgentRisk Inc. (“AgentRisk”, “we”, “us” and/or “our”) operates an automated investment
(“Service”). Our Service is made available through our website and via applications that
when you use or evaluate our service.
The types of information we collect depend on whether you are a User or Client. We
Personal Data from you when you voluntarily provide information to us. Examples of
when we collect Personal Data include when you answer questions on our website or in our
mobile application(s) to determine what kind of portfolio we might recommend if you were
become a Client, when you register to open an account, when you contact our client
organization with questions or when you become a Client. Wherever AgentRisk collects
terms, such as
In General AgentRisk’s servers automatically record certain information (“Non- Identifiable” or “Aggregated Data”) about your use or evaluation of our Service. Similar to other technology platforms and services, AgentRisk records information such as browsing activity, data displayed or clicked on (such as UI elements, ads, and links), and other information (such as browser type, IP address, date and time of access, cookie ID, and referrer URL). Along with cookies, AgentRisk may also use third -party tracking technology, such as Google Analytics, to record similar information regarding you and your activity on the Site.
Information Collection from Users We collect personal information such as name, address, telephone number and other optional information you may provide, such as your age, investable assets, and risk tolerance, which may include your financial goals and objectives, income information and other financial planning information about your household.
We may collect your e mail address and/or telephone number should you opt to engage via our website, mobile app, email or dedicated telephone number with our client service team.
We also collect account numbers and login credentials for the accounts (bank or brokerage) you choose to link to our Service, any challenge and/or security questions associated with those accounts and any information contained in those accounts.
Information Collection from Clients If you choose to become a Client, in addition to the information we collect from you as a User, as described above, we will ask you for certain information, including, but not limited to, your full legal name, contact information, birth date, Social Security Number, citizenship, investment objectives, approximate net worth, and other regulatory disclosures that may be necessary and required under Federal and certain statutory law (see our Client Agreement).
Use of Information
AgentRisk stores, processes, and maintains data related to you in order to provide
support, offer products or services and provide our Service to Clients in accordance
rules of regulatory bodies such as the Securities and Exchange Commission and FINRA. You
may choose not to provide such information to us, but if you choose not to provide such
information, you will not be able to become a Client.
We may share the information required to become a Client with our brokerage partner solely for the purpose of allowing our brokerage partner to provide services to you.
AgentRisk may use your Personal Data to communicate with you regarding our Service or to tell you about blog posts or services that we believe will be of interest to you. If you decide at any time that you no longer wish to receive marketing communications from us, please follow the “unsubscribe” instructions provided in the communications. Please note that you cannot opt out of administrative communications such as regulatory, billing or service notifications.
Information Sharing and Onward Transfer
We will not sell, rent, or trade your Personal Data with any third parties except as
law, such as when we reasonably believe it is necessary or appropriate to investigate,
or take action regarding illegal activities, suspected fraud, front running or scalping,
involving potential threats to the physical safety of any person, or violations of our
There are certain circumstances, outlined below, in which we may share your Personal Data without further disclosure to you. From time to time, we hire other companies to perform certain business and technology related functions (e.g. mailing information). In the case we hire another company to perform a function of this kind, we only provide them with the minimum information they need to perform their specific function. AgentRisk maintains strict physical, electronic and procedural safeguards that comply with federal standards to guard your Non Public personal information.
Except as required by law or requested by regulatory authorities, AgentRisk agrees to maintain your non public Personal Data in strict confidence.
Your Choices and Obligations
You may request deletion of personal information by emailing email@example.com and
providing us enough information to identify your account and prove that you are the
owner of the
identified account. We will endeavor to make any deletion request effective as soon as
reasonably practicable. However, we may retain residual information related to your
well as any data related to your trades, in accordance with applicable laws. In no case
share any individual trading data unless required by regulators or other government
You may decline to provide personal information to AgentRisk. Declining to provide personal information may disqualify you for AgentRisk services.
Other Important Information
AgentRisk takes reasonable steps to protect your Personal Data from loss, misuse, and
unauthorized access, alteration, disclosure, or destruction. No Internet, email, or
operating system that enables the transmission of data is ever fully secure or error
please take special care in deciding what information you send to us in this
Advertising We do not allow third party advertising on our Website or Mobile applications.
Minors AgentRisk is not to be used by anyone under the age of 18 and, as such does not knowingly collect Personal Data from anyone under the age of 18. If you are under the age of 18, please do not submit any Personal Data to AgentRisk. If a parent or guardian becomes aware that his or her child under the age of 18 has provided us with personally identifiable information without his or her consent, he or she should contact us at firstname.lastname@example.org.